22年FRM®二级考纲变化:Operational risk(操作风险)
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发布时间:2021-12-02 15:02
阅读:925次

2022年FRM®考纲已经更新,及时了解新考纲变化,对备考是有帮助的。2022年FRM®二级的考纲整体不大,所有学科的考试占比维持不变。下面是22年FRM®二级Operational risk(操作风险)的考纲变化,一起来看吧。
具体考纲变化:
新增:
Chapter 25: Operational resilience: Impact tolerance for important business services
Describe an impact tolerance; explain best practices and potential benefits for establishing the impact tolerance for a business service.【点击免费下载>>>更多FRM学习相关资料】
Provide examples of important business services and explain criteria that firms should use to determine their important business services.
Explain tools and processes, including mapping and scenario testing, that financial institutions should use to improve their operational resilience and remain within their impact tolerance.
Describe the governance of an operational resilience policy, including the relationships between operational resilience and a firm’s risk appetite, impact tolerance, continuity planning, and outsourcing to third-party providers.
这个章节更新了表述,主要内容未发生实质性变化,依然以定性为主。探讨了在操作弹性领域的最佳实践和指导方针这个主题在全球金融机构中变得越来越重要。
Chapter 26: Principles for Operational Resilience
Define and describe operational resilience and explain essential elements of operational resilience.
Explain recommended principles that banks should follow to implement an effective operational resilience approach.
这一章节是上一章节的延续,继续讨论操作弹性,阐述巴塞尔委员会对于操作弹性提出的一系列原则,可见弹性这个话题将越来越值得关注。
调整:
Chapter 5: Banking Conduct and Culture
2021:
Explain how a bank can structure performance incentives and make staff development decisions to encourage a strong corporate culture.
Summarize expectations by different national regulators for banks’ conduct and culture.
2022:
Assess the role of regulators in encouraging strong conduct and culture at banks, and provide examples of regulatory initiatives in this area.
删减:
Chapter 4: Implementing Robust Risk Appetite Frameworks to Strengthen Financial Institutions
Explain the relationship between a firm’s RAF and its risk culture and between the RAF and a firm’s strategy and business planning process.
考点对比
总体来看,2022年操作风险的考纲有些许变化,主要变动在于操作弹性。对这个话题进行了更新和内容上的扩充。可见,协会越来越注重对于弹性这个领域的探讨和研究,这个话题无疑将成为日后这门学科的新重点。不过,这些内容上的调整对于学员备考没有太大的影响。
推荐阅读:
【22年FRM®二级考纲变化:Market risk(市场风险)】
【22年FRM®二级考纲变化:Credit Risk(信用风险)】
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Jason

FRM持证人,AFP会员、CFP会员、高级注册信贷分析师,十年金融行业从业经历,超八年执教时长,熟悉金融市场,有丰富的投资实务经验,长期从事股票、贵金属、期货、期权投资。曾荣获“上海市十佳融资服务之星”奖“2012上海金融服务精英赛创新奖”。现任中博教育CFA/FRM教研中心研究员,负责各级别课程的授课和网络课程录制。 上课幽默风趣,善于把枯燥的金融知识融入段子中,寓教于乐,同时结合自身工作经历,给学员扩展视野,了解更多金融行业。历史教学过程中共带出的38名优秀学员。
