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CFA®考试阅卷程序与评分方式
文章来源：中博教育
发布时间：2018-03-13 11:47
阅读：3074次
CFA®考试的阅卷过程是通过机器扫描的方式批改单选题的答案，为了保证批改的公正，CFA®考试协会采用了多重的品质监控程序，包括检查受损的答题纸，以及随机抽取约百分之五的样本作独立审核之用。
一、CFA®考试阅卷
CFA®三级考试的评阅工作则更为复杂，因为其中涉及到IPS写作。每年，CFA协会®在美国弗吉尼亚州夏律第镇的总部聚集700位CFA®考试特许资格认证持有人参与阅卷工作。在阅卷的过程中，每位考生的身份会保密。阅卷人只知道考生号码，名字和国籍等资料一律屏蔽。这一切都是为了全球CFA®考试的公平、公正、公开的考试准则。
经过一周的工作，阅卷工作初步完成，并将进入资深阅卷的程序。此时，考生的成绩会被从高到低排列，均分为上段、中上段、中下段和下段四个分数段。资深阅卷人将重新批改成绩位于中上和中下两个分数段的考卷（成绩位于第25百分位数到第75百分位数之间间的考卷），且不能参与已批改过的考卷的重改工作。除此之外，所有考卷会被仔细翻阅，以确保所有答案都被批阅，以及考卷上的总分被正确记录在系统里。
Post CFA®考试 Exam Processing
Grading the CFA®考试 exams and releasing results is an intensive,multi-stage process that requires thousands of hours of painstaking review and quality controls.Over eleven weeks,this process follows the fastest,most efficient schedule possible,while ensuring that the scoring of the exams is in accordance with best practices in testing and that every candidate’s paper is processed with appropriate due diligence.
Weeks 1-2
Once exams have been collected and shipped back to CFA Institute®from all locations worldwide,they are individually reconciled with attendance rosters and prepared for grading and quality-control steps.The first step in the grading process is the machine grading of all multiple-choice and item-set exam answer sheets.Numeous qualitycontrol processes ensure that answer sheets are accurately graded,including a handgraded random sample of 5-10%of candidate exams.
During this period,all comments and complaints related to the eams are investigated.CFA Institute®staff review the exam questios and answers,curriculum readings,and exam results related to each comment or complaint.Special attention is given to questions that may have more than one correct answer,or questions that aepotentially confusing or unfair.If it is determined that a questin has more than one correct answer,all correct answers are credited.If a question is determined to be confusing or unfair,all answrs are credited.During this period,the Level III essay exams are repared for the two-week,in-person grading session that begins in week four.
Week 3
Continued quality-control measures include verifying that all answer documents are accounted for and properly scanned.Once the majority of Levels I and IIpapers have been graded,CFA Institute® convenes a standard-setting workshop in which CFA®考试 charterholdes independently review the exam questions in detail to identify
the minimum passing score(MPS)that represents basic competece in the subject matter.
Weeks 4-5
Reports for Levels I and II are developed for the Board of Goverors(Board)to review in week six.The Level III in-person essay grading session takes place during this two-week period,involving more than 500 CFA®考试 charterholders from around the world who convene in Charlottesville,VA,USA.A standard-setting workshop is covened to evaluate the Level III exam.
Weeks 6-7
After reviewing the standard-setting results,the Board convenes to determine the MPS for Levels I and II.The results for Levels I and II are processed internally.Qualitycontrol measures ensure that the data are correctly entered into the system.Reports
from the standard-setting workshop for Level III are developed for the Board.The Board convenes to set the MPS for Level III.
Weeks 8-11
After eight weeks,Level I and II exam results are released and available on the CFA Institute® website.Level III grading and quality-control processes ensure that scores are transferred correctly from the grading books to the computerized systems.Approximately eleven weeks post exam day,Level III results are released.
二、CFA®考试评分
CFA®考试的最低及格分数是由CFA协会®理事会中的CFA®考试特许资格认证持有人在评估每届考试的难度以及考生的总体表现后定出的。根据理事会的决议，CFA协会®会定出考试的结果，并在采取一揽子的品质监控措施后把结果公布给考生。
CFA®成绩分为“Pass”或者“Fail”。
CFA®一级、二级成绩一般在考试结束后60天内公布，CFA®三级成绩在考试结束后的90天内公布。
CFA®考试评分体系：CFA®考试中会对各个科目单独评分，每个科目的成绩分为三档：
CFA协会®官方尚未公布具体的通过标准，以下标准为根据历年考生的实际通过情况进行估算的：考生正确的答案数量>=全球成绩排名前1%的考生的平均正确答案数量的70%。
每年大概25%的报名考生缺席考试。缺席考生的成绩不会纳入及格率的算法内。
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考试问答
Cynthia
讲师认证：
长期从事于CFA一线教学和课程研发工作，拥有扎实的金融会计理论基础，了解和熟悉CFA的知识体系，曾参与编写《直通CFA（二级适用）》等学习教材。现任中博教育CFA讲师，全面讲授CFA一级数量分析、财务分析、公司金融、权益投资、经济学、其他类投资课程和CFA二级课程。曾参与过工商银行总行CFA的培训项目。
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